01Core principlesThe concepts and mechanisms needed to understand the subject.
Positive-pressure ventilation replaces or supports the pressure gradient normally generated by respiratory muscles. The clinician chooses a mode, tidal volume or inspiratory pressure, rate, inspiratory time or flow, inspired oxygen and PEEP. The machine then delivers breaths through a circuit and airway whose resistance and compliance can change abruptly. The essential skill is to distinguish what was set from what was delivered and from the physiological result.
Tidal volume should be related to predicted body weight because adult lung size follows height and biological sex more closely than adipose mass. The 2019 international surgical-patient consensus recommends an initial 6–8 mL/kg predicted body weight and PEEP 5 cmH2O, then individualising PEEP and the rest of the strategy. This is a perioperative starting point, not a universal prescription for ARDS, one-lung ventilation, children, pregnancy or every person with obesity. Recruitment manoeuvres can cause hypotension or overdistension and should respond to a clinical indication rather than a fixed ritual.
In volume-controlled ventilation, the set volume and flow pattern are delivered unless a safety pressure limit interrupts inspiration; peak pressure therefore changes when resistance or compliance changes. In pressure-controlled ventilation, inspiratory pressure and time are set; tidal volume falls when compliance worsens or resistance rises and increases if mechanics improve. Neither mode is inherently protective. Protection comes from monitoring delivered volume, pressure, gas exchange and haemodynamics and adjusting to the patient.
Respiratory mechanics explain common alarms. Peak inspiratory pressure is measured while gas is flowing and includes resistance from the tube, airways and circuit plus the elastic pressure needed to distend lung and chest wall. Plateau pressure is measured during a no-flow inspiratory pause and approximates alveolar elastic pressure. A widening peak-to-plateau difference suggests increased resistance such as a kink, secretions or bronchospasm. When peak and plateau rise together, reduced respiratory-system compliance, endobronchial intubation, pneumoperitoneum, positioning or pneumothorax is more likely. Driving pressure is plateau pressure minus total PEEP and should be interpreted as a trend, not as an isolated diagnosis.
Minute ventilation is respiratory rate multiplied by tidal volume, but only alveolar ventilation clears carbon dioxide; dead-space ventilation does not. Increasing rate or volume usually lowers PaCO2 when production and dead space are stable. End-tidal CO2 trends ventilation breath by breath, confirms airway patency and can signal disconnection or obstruction, but the PaCO2-to-ETCO2 gradient widens with dead space, low cardiac output and ventilation-perfusion mismatch. Obtain a blood gas when an exact arterial value will change management.
PEEP holds airway pressure above atmospheric at end expiration. It can preserve recruited lung and improve oxygenation, but excessive PEEP may overdistend already open regions, increase dead space, impede venous return and reduce cardiac output. Inspired oxygen is raised immediately during instability, then reduced to the lowest concentration that provides adequate oxygenation once the cause is treated. Saturation alone cannot distinguish atelectasis, hypoventilation, low cardiac output, airway obstruction or equipment failure.
Waveforms and loops turn alarms into physiology. Failure of expiratory flow to return to zero before the next breath suggests incomplete exhalation and intrinsic PEEP, often from high rate, short expiratory time or airflow obstruction. A scooped expiratory flow-volume limb supports airflow obstruction. A new leak changes inspired and expired volume and may come from cuff, connector or circuit. Always examine the patient and manually ventilate when needed; a waveform interpretation must never delay correction of oxygenation or a tension pneumothorax.
The Association monitoring guideline requires airway pressure, tidal volume and respiratory-rate monitoring during mechanical ventilation, with audible patient-specific alarms. Peak, plateau, mean and end-expiratory pressure waveforms provide breath-by-breath information. Capnography remains essential with a tracheal tube or supraglottic airway and should continue through transfers and emergence. These standards make ventilation a continuously verified intervention rather than a set-and-forget machine function.
Key points
- Ventilation settings are a starting hypothesis. Check the delivered breath, pressure waveform, capnogram, chest movement, saturation and circulation after every change rather than assuming the set value reached the patient.
- For an adult surgical patient without a specialist ventilation indication, the expert consensus starting point is tidal volume 6–8 mL/kg predicted body weight and PEEP 5 cmH2O, followed by individualisation.
- Use predicted body weight, derived principally from height and sex, for tidal-volume selection; actual body weight can dangerously overestimate lung size in obesity.
- In volume-controlled ventilation, set inspiratory volume is the target but a pressure-limit interruption or circuit leak can reduce delivery, so verify expired tidal volume; airway pressure varies with mechanics. In pressure-controlled ventilation, inspiratory pressure is set but delivered volume changes with resistance and compliance.
- Peak pressure contains resistive and elastic loads. Plateau pressure measured during an inspiratory pause reflects the elastic load; a rising peak with stable plateau points toward increased airway resistance.
- Oxygenation is influenced by inspired oxygen, PEEP, recruitment, cardiac output and lung disease; carbon-dioxide clearance is mainly adjusted through alveolar minute ventilation, while avoiding injurious volume and pressure.
02Mechanisms and patternsImportant relationships and how to distinguish them.
A widened peak-to-plateau difference suggests increased resistive load from bronchospasm, secretions, a kinked or narrow tube, biting or circuit obstruction.
Parallel elevation suggests reduced lung or chest-wall compliance, endobronchial migration, pneumoperitoneum, positioning, atelectasis, pulmonary oedema or pneumothorax.
A new leak, disconnection, cuff failure or airway displacement lowers delivered and expired volume and may abolish the capnogram despite apparently normal settings.
Expiratory flow that has not returned to zero before the next breath indicates gas trapping and intrinsic PEEP, especially with airflow obstruction or an excessive respiratory rate.
A gradual ETCO2 rise suggests reduced alveolar ventilation or increased production; a sudden fall suggests hyperventilation, reduced pulmonary perfusion, leak, displacement or disconnection.
A fall in pressure after recruitment, high PEEP or rising intrathoracic pressure may indicate reduced venous return, overdistension or an evolving pneumothorax.
03Interpreting evidenceInformation, measurements and their limitations.
Consider the information, its meaning and its limitations before deciding what follows.
- 01
Pressure-time waveform and inspiratory pause - Why
- Separate peak, plateau and end-expiratory pressures and identify changing resistance or compliance.
- Interpretation and limitations
- Rising peak with unchanged plateau increases the resistive component; rising peak and plateau together indicate increased elastic load or reduced compliance. Check tube, circuit and patient before adjusting a pressure limit.
- 02
Flow-time waveform - Why
- Assess inspiratory delivery, expiratory obstruction and whether expiration completes before the next breath.
- Interpretation and limitations
- Expiratory flow remaining above baseline at the next inspiration suggests dynamic hyperinflation; lengthen expiratory time and treat obstruction while monitoring total PEEP and haemodynamics.
- 03
Waveform capnography - Why
- Confirm continuous alveolar ventilation and track changes in rate, obstruction, dead space and perfusion.
- Interpretation and limitations
- Absent trace means no effective sampled ventilation until proved otherwise. A sloping expiratory upstroke supports airflow obstruction; trend changes need correlation with airway, circuit, rate, cardiac output and blood gas.
- 04
Inspired and expired tidal volumes - Why
- Confirm the set breath reaches and returns from the patient and quantify leak or changing mechanics.
- Interpretation and limitations
- A widening volume difference suggests leak, disconnection or cuff problem. In pressure control, falling expired volume may be the first sign of reduced compliance or increased resistance.
- 05
Arterial blood gas - Why
- Measure PaCO2, pH and oxygenation when capnography and pulse oximetry cannot answer the clinical question.
- Interpretation and limitations
- Compare PaCO2 with ETCO2 rather than assuming equality; a widened gradient may reflect increased dead space or low perfusion. Use serial results after meaningful ventilator changes.
- 06
Clinical examination and manual ventilation - Why
- Rapidly distinguish patient, airway, circuit and ventilator causes during deterioration.
- Interpretation and limitations
- Chest movement, breath sounds, tube depth, suction-catheter passage and manual bag compliance localise the problem; absent unilateral sounds with shock may require immediate pneumothorax treatment.
04Applied reasoningWorked examples connecting principles to decisions.
01Worked case: initial adult intraoperative ventilationStarting and checking ventilation after intubationA stable adult without ARDS or another specialist indication has undergone tracheal intubation for elective abdominal surgery.+
- 1Confirm tracheal placement with visual passage and a sustained waveform capnogram, check bilateral ventilation and tube depth, then connect the checked breathing system with audible alarms enabled.
- 2Select a perioperative starting tidal volume of 6–8 mL/kg predicted body weight rather than actual weight and initial PEEP of 5 cmH2O; set rate, inspired oxygen, flow or inspiratory time and pressure limits for the individual physiology.
- 3Verify the delivered and expired tidal volume, respiratory rate, peak pressure, plateau where measured, total PEEP, capnogram, saturation, chest movement and haemodynamics rather than accepting the settings display alone.
- 4Adjust alveolar minute ventilation against ETCO2 trend and arterial gas when required; individualise PEEP and inspired oxygen against oxygenation, mechanics and circulation, avoiding routine recruitment when its haemodynamic cost outweighs benefit.
- 5Reassess after pneumoperitoneum, positioning, surgical traction, fluid or haemodynamic change, and before transfer or emergence; document settings, measured response and unresolved abnormalities.
02High-pressure alarmSeparating resistance from complianceThe ventilator alarms for high peak pressure after repositioning while the capnogram and expired volume change.+
- 1Call for help if the problem is not resolving, pause surgery if possible, give 100% oxygen, inspect the whole breathing system and confirm the pressure change with fewer than three manual breaths while checking chest movement, expired volume, capnogram and haemodynamics.
- 2Check airway-device position and patency, pass a suction catheter when appropriate, and isolate suspected equipment by connecting an independent self-inflating bag directly to the tracheal-tube connector without the filter, angle piece or catheter mount.
- 3On volume control, measure plateau pressure during a passive inspiratory pause: a higher peak with unchanged plateau favours increased resistance, whereas peak and plateau rising together favour increased elastic load or reduced compliance.
- 4Treat the identified cause—such as tube or circuit obstruction, secretions, bronchospasm, endobronchial migration, positioning, pneumoperitoneum or pneumothorax—then verify pressure, expired volume, capnogram and circulation recover.
03Absent ventilationLost capnogram and expired volumeWaveform carbon dioxide and expired tidal volume disappear abruptly during controlled ventilation.+
- 1Call for help, pause surgery if possible, give 100% oxygen and check measured inspired oxygen, the oxygen source, reservoir or bellows movement and every breathing-system connection; do not wait for pulse oximetry to fall.
- 2Check airway-device position and patency, tube depth, cuff, chest movement and breath sounds, and pass a suction catheter when appropriate. Assess manual compliance with fewer than three breaths.
- 3If equipment failure remains possible, connect an independent self-inflating bag directly to the tracheal-tube connector without the filter, angle piece or catheter mount. Restore ventilation by the simplest effective method, treat the cause, and confirm sustained capnography, expired volume, saturation and haemodynamic recovery.
04Air trappingDynamic hyperinflation in airflow obstructionPeak pressure and ETCO2 rise, expiration is prolonged and expiratory flow has not reached zero before the next breath.+
- 1Call for help if instability is developing, give oxygen, check airway and circuit patency and recognise that gas trapping can raise intrathoracic pressure, reduce venous return and cause hypotension.
- 2Allow more time to exhale by reducing respiratory rate, lengthening expiratory time and avoiding an unnecessarily large tidal volume; do not reproduce the problem with rapid manual ventilation.
- 3Clear tube or circuit obstruction, suction secretions when appropriate and treat clinically important bronchospasm, then reassess whether expiratory flow reaches baseline and measure total PEEP or auto-PEEP where feasible.
- 4Verify the pressure waveform, capnogram, expired volume and blood pressure improve, and obtain an arterial gas if exact PaCO2 or pH will alter further management.
05Checking understandingVerify the reasoning, revisit uncertainties and apply feedback.
- Continuously display waveform capnography, inspired and expired oxygen, oxygen saturation, airway pressure, tidal volume and respiratory rate throughout controlled ventilation.
- Set audible high- and low-pressure, low expired-volume, apnoea and oxygen alarms to the individual patient and mode, then check the cause before resetting an alarm limit.
- Trend peak, plateau, mean and end-expiratory pressures with expired volume and flow; a single value without its waveform and clinical context can conceal resistance, leak or gas trapping.
- Observe haemodynamics after increasing PEEP, inspiratory pressure or recruitment because intrathoracic pressure can reduce venous return and cardiac output.
- Repeat the patient-and-circuit assessment after positioning, pneumoperitoneum, airway manipulation, major surgical changes, transfers and any abrupt capnographic or pressure change.
06Special situationsVariants, exceptions and circumstances that change the usual approach.
Delivered beats selected
A volume displayed in the settings is a command; expired volume and waveforms show what reached and left the patient after leaks, pressure limits and changing mechanics.
Weight means predicted
Using actual weight in obesity scales tidal volume to adipose mass rather than lung size and can expose the lung to excessive volume.
Pressure needs decomposition
Peak pressure alone cannot distinguish a kinked tube from stiff lungs. An inspiratory pause and the peak-to-plateau difference separate resistive from elastic components.
Carbon dioxide is contextual
ETCO2 is valuable for trends and airway continuity, but dead space and cardiac output alter its relationship with PaCO2; sample arterial blood when precision matters.
PEEP affects two systems
PEEP may recruit lung and improve oxygenation while simultaneously reducing venous return or overdistending open units, so respiratory and cardiovascular responses are interpreted together.
Modes trade guarantees
Volume control stabilises tidal volume while pressure varies; pressure control stabilises inspiratory pressure while volume varies. Both require alarms and repeated verification.
07Common pitfallsFrequent interpretation and management errors.
- 01
Calculating tidal volume from actual body weight in an adult with obesity.
- 02
Increasing a pressure alarm limit before excluding tube obstruction, endobronchial migration or pneumothorax.
- 03
Treating an ETCO2 value as identical to PaCO2 when dead space or perfusion has changed.
- 04
Using low tidal volume alone while ignoring PEEP, driving pressure, atelectasis, haemodynamics and delivered volume.
- 05
Responding to falling saturation only by increasing inspired oxygen without checking ventilation, airway, circuit, lung and circulation.
- 06
Applying ARDS, paediatric, obstetric, one-lung or ICU targets automatically to a routine elective adult surgical case.